Dr Miao Li is a practicing solicitor in the Professional and Financial Dispute department at Clyde & Co. LLP, UK. She has contributed to other works on insurance brokerage as well as completing a P...

This book explores various regulatory, legal, and competitive pressures that the U.S. securities industry is facing as a result of the intense regulatory scrutiny of the modern electronic marketpla...

An informative primer on the new landscape of leading prime brokers Before the recent financial crisis, both regulators and market participants disregarded the complex and dangerous nature of the r...

Based on over two years of participant-observation in labor brokerage firms, factories, schools, churches, and people's homes in Japan and Brazil, Sarah LeBaron von Baeyer presents an ethnographic ...

This is the book that Wall Street doesn't want you to read. It's a book about my experiences, my insights, and my take on the brokerage business. As a top-producing Wall Street stockbroker for 20 y...

This is the book that Wall Street doesn't want you to read. It's a book about my experiences, my insights, and my take on the brokerage business. As a top-producing Wall Street stockbroker for 20 y...

Based on a wide array of data collected by the author, this book uses clear theoretically motivated economic analysis to explain the structure, performance, and influence of universal banks and sec...

Our networks--and how we work them--create vital ties that bind. Organizations recognize and reward this fact by leaning ever more heavily on collaboration, particularly when it comes to getting ne...

When looking at a monthly brokerage statement, an investor's eyes go straight to the bottom line--the account value. But there's a catch. If you have big gains and decide to play it safe and take s...

Do you want to achieve life-long financial success? Do you want to be financially independent? Meaning, you are free to continue to work in a vocation you love, leave a job you hate, or transition ...

Cultivate the skills necessary to follow your business intuitions No matter how much background and training a trader or investor has, intuition remains the key personal asset to attaining financi...

Junk bonds burst into the nation's headlines as the fastest growing and most controversial financial instruments of the 1980s. Branded with an unflattering nickname, these high yield securities wer...

The ultimate guide to dealing with hedge fund risk in a post-Great Recession world Hedge funds have been faced with a variety of new challenges as a result of the ongoing financial crisis. The simu...

The easy way to get started in crowdfund investingCrowdfund investing (CFI) is going to be the next big thing on Wall Street. U.S. investment banks, brokerage houses, and law firms are gearing up f...