securities company means the party who carries out business as underwriter, securities trade broker and/or investment manager as referred to under the Capital ...securitiescompanydefinitionSearchWithinsecuritiescompanyDefinitionsRelatedDefinitionsSecuritiesCommissionsSecuritiesCommissionHagueSecuritiesConventionAssetManagementCompanyLPManager-managedlimitedliabilitycompanyProfessionallimitedliabilitycompanyCanadianSecuritiesCommissionsAssociatesQPOperatingCompanyCrownAssetmanagementAssetManagementCompany/UTIAMC/AMC/InvestmentManagerMember-managedlimitedliabilitycompanyLimitedliabilitypartnershipbankingcompanyCarlyleInvestmentCompanyClientBoathouseMutualholdingcompanyIssuerLimitedLiabilityCompanyAgreementPublic-privatepartnershipNYSEAmericanManagementCompanypublicroadRemoveAdvertisingOpenSplitViewShareCitesecuritiescompany meansthepartywhocarriesoutbusinessasunderwriter,securitiestradebrokerand/orinvestmentmanagerasreferredtoundertheCapitalMarketLaw.Sample1Sample2Sample3Basedon9documents9SaveCopyRemoveAdvertisingsecuritiescompany meansanycompany,orfinancialinstitutionlicensedtoundertakesecuritiesbusinessunderthisAct.Sample1Sample2Sample3Basedon4documents4SaveCopysecuritiescompany meansacompanylicensedtoundertakesecuritiesbusinessinthecategoryofsecuritiesdealing;Sample1Sample2Sample3Basedon3documents3SaveCopyMoreDefinitionsofsecuritiescompanysecuritiescompany meansacompanywhichcarriesonabusinessoftradinginsecuritiesonbehalfofothersand,withoutlimitingthegeneralityoftheforegoing,includesacompanywhichcarriesonbusinessas-Sample1Sample2Sample3Basedon3documents3SaveCopysecuritiescompany meansasecuritiescompanylicensedtoundertakesecuritiesbusinessinthecategoryofmutualfundmanagement.Sample1Sample2Basedon2documents2SaveCopysecuritiescompany meansthepartyengaginginbusinessactivityasanUnderwriter,StockBroker,and/orInvestmentManagerasreferredtointheCapitalMarketLaw.Sample1Sample2Basedon2documents2SaveCopysecuritiescompany meansacompanylicensedtoundertakesecuritiesbusinessinthecat